Key Areas of Responsibilities
Perform end-to-end new client onboarding process that is managed out of APAC regions.
Coordinate client / counterpart across multiple functions / units - Front Office, Compliance, AML, Operations, FATCA under business/ client urgency
Collecting all relevant constitutional documents. This will include liaising with external client and Internal teams.
Strong understanding of KYC requirements and undertake client due diligence on existing clients to ensure identification of changes in risk profile, including reputational and operational risk factors
Performing verification checks with external data sources and Screening tools to ensure that all documents submitted meet the defined Customer Identification Program and Internal AML policies.
Requirements




Minimum 2-3 years of relevant experience in KYC/Client Onboarding functions and preferably within the Financial Institution or banking industry.
A good understanding of constitutional documents and corporate structures is required
Knowledge of HK SFC / SG MAS / SEBI AML regulations will be an advantage
Attention to detail and process oriented
Research/ Investigative skills
Proficient in Word and Excel
Solid attention to details, process oriented, time management, organizational, relationship building skills plus keen investigative skills.
Stay informed on CITIC CLSA Job Opportunities
Not the right fit? You can create a
job alert
to receive our latest job openings that meet your interest.

📌 Associate, Ie Client Onboarding, Institutional Equities (Maharashtra)
🏢 CITIC
📍 Maharashtra