WC-Process, Audit & Compliance Manager-CO-SBB
INTERNAL USAGE:
No. of Vacancies:Reports to:WC:Head-Process, Audit & Compliance-CO-SBB
Is a Team leaderYTeam Size:0 to 3
Grade:DM/Manager/ Sr. Manager
Business:Corporate CenterDepartment:SBB CreditSub-Department:SBB Credit
Location:
About Wholesale Credit
The SBB Credit department in the Bank is a Credit Underwriting department for all the Retail clientele of the Bank. Itis also responsible for ensuring the maintenance of a good portfolio quality and for ensuring smooth credit appraisal processes
AbouttheRole
compliance
Key Responsibilities

- Performs quality assurance reviews makes recommendations for quality assurance and improvement programs.
- Participates in risk assessments.
- Provides guidance to mitigate potential risks or conflict.
- Informs clients of risk, makes recommendations to resolve risk, and consults with departments on the resolution of recommendations.Researches, executes, and documents compliance reviews.
- Conducts compliance audits, inspections, reviews, and tests.
- Reviews protocols for research projects and advises faculty and staff on regulations and policies.




- Responds to potentially serious compliance issues and violations or consults with management on appropriate responses.
- Reviews information from investigations to ensure resolutions have been satisfactorily implemented or determines if further action is necessary.
- End to end monitoring all regulatory schemes.
- Co-ordination with locations for audit / compliance observations resolution.
- Training to team on persisting errors pointed by Auditors.

Qualifications

- Graduation/ Post- Graduation (MBA/ CA preferred) from a recognized institute
- Experience of over 2 to 5 years in the field ofauditing, including financial, operational, andcompliance audits

Role Proficiencies:

For successful execution of the job, the candidate should possess:

- Knowledge of credit, relevant industry and product trends
- Knowledge of regulatory guidelines and norms
- Positive communication (both verbal and written) skill in both English and the local language
- Ability to handle pressure and meet deadlines

📌 WC-Process, Audit & Compliance Manager-CO-SBB (Mumbai)
🏢 Axis Bank
📍 Mumbai