We are looking for an experienced Chief Compliance Officer to lead regulatory compliance, governance, risk management, and compliance transformation for a regulated financial services organization.
Role Purpose The CCO will be responsible for ensuring strict adherence to RBI and other applicable regulatory requirements, advising senior management and the Board, managing compliance risks, and building a strong culture of accountability and transparency.
Key Responsibilities
- Ensure compliance with RBI directives and statutory requirements
- Monitor regulatory changes and implement necessary compliance policies
- Establish governance frameworks and identify/mitigate compliance risks
- Build, lead and develop a high-performing compliance team
- Advise Senior Management and the Board on regulatory obligations
- Liaise with regulators and support regulatory/internal/external audits
- Conduct compliance reviews, investigations and ensure corrective actions
- Partner with business teams to embed compliance into processes
- Drive compliance innovation across digital and transformation initiatives
- Monitor compliance controls, exceptions and approval processes
- Ensure adherence to RBI, TRAI, CERSAI, DPDPA and other applicable regulations
Education
Company Secretary / LLB / Equivalent Professional Qualification
Preferred
- 8+ years of relevant experience in NBFC, Banking, Housing Finance, Microfinance or regulated lending businesses
- Solid knowledge of regulatory compliance and governance
- Corporate Law / MBA / Risk or Governance certifications will be an added advantage