- Conduct internal audits and compliance reviews across B2B business operations.

- Monitor adherence to internal policies, SOPs, regulatory and exchange guidelines.

- Review voice recordings/calls to identify compliance deviations, mis-selling, or inappropriate communication.

- Monitor and support PMLA, KYC &
- AML compliance requirements.

- Conduct transaction and business surveillance to identify unusual activities, deviations, and potential risks.

- Track audit observations, compliance gaps, and ensure timely closure.

- Prepare MIS, audit reports, surveillance reports, and compliance dashboards.

- Coordinate with Business, Operations, Risk, and Compliance teams on escalations and corrective actions.

- Support internal, external, exchange, and regulatory audits.

Key Skills

- Internal Audit &
- Compliance

- PMLA / KYC / AML

- Surveillance &

- Risk Monitoring

- Voice Recording Audit

- Regulatory Compliance
- MS Excel &

- MIS

- Analytical &

- Investigation Skills

- Stakeholder Management

📌 B - Internal Audit , Compliance and Risk (Mumbai Suburban)
🏢 ANANDRATHI
📍 Mumbai Suburban