Job Role -

Daily assessment and closure of AML Alert generated for potential suspicious activity

Investigate and assess alerts for potential money laundering risks.

Ensure timely, productive reporting of suspicious transactions to Compliance Officer and FIU.

Development and innovation in AML related software

Maintain a current understanding of money laundering and terrorist financing issues, including policies, procedures, regulations, and developing trends.

Assist in identifying systemic procedural weaknesses and additional training/certification requirements

Timely execution of instructions received from AML Compliance Officer and other law enforcement agencies

Prepare periodic reports to AML Compliance Officer.

Set up surveillance alerts and track abnormal / unusual transactions in Equity, Derivative, Currency and Commodity segments as per the indicative themes provided by regulatory authorities





Promptly act on alerts / investigations / queries raised by regulatory authorities and bring them to logical conclusion

Reduce manual touchpoints and assist in end-to-end automation of Surveillance and AML processes of alert analysis and closure.

Requirements -

Graduate with at least 4 – 5 years’ experience of working in a stock broking firm in Operations / Risk management / Surveillance / AML

Task & detail oriented

Trading experience is an advantage, but not a necessity. We need someone who knows / is hungry to learn trading practices

Proficiency in Excel and presentations

Good Communication skills (spoken & written) & People skills

Well organized for preparing various MIS and follow up

📌 AML Analyst (Mumbai)
🏢 Kotak Securities
📍 Mumbai