Skill required: Capital Markets Services - Regulatory Compliance Reporting
Designation: Delivery Operations Associate Manager
Qualifications:Any Graduation
Years of Experience:10 to 14 years
Combining unmatched experience and specialized skills across more than 40 industries, we offer Strategy and Consulting, Technology and Operations services, and Accenture Songall powered by the worlds largest network of Advanced Technology and Intelligent Operations centers. Our 784,000 people deliver on the promise of technology and human ingenuity every day, serving clients in more than 120 countries.
What would you do ATOM leverages deep capital markets knowledge, technology and alliances to offer front-to-back office capabilities including trading platforms, transaction processing, regulatory reporting, KYC, AML and data management. To retain its industry position, ATOM is strengthening its Risk and Compliance team with an Industry and Risk professional to minimize risk and develop its Risk Management capability. Looking for someone with capital market experienceMandatory or ad-hoc communication with Regulators like CASS, EMIR, Mifid etc.as a part of a formal regulatory submission.Includes designing reporting frameworks, developing regulatory reporting tooling (EUCs, etc.) and reporting assurance frameworks.
What are we looking for Primary skill - Regulatory Compliance ReportingSecondary skill - Information SecurityA university degree holderProven experience in capital markets domain Fixed Income Bonds Equity Settlements and Asset Servicing and or in Wealth and Asset Management functionsProven experience in Operational Risk ManagementExcellent understanding of risks and controls in Capital Market OperationsExcellent Stakeholders Management experienceExcellent communication skills both written and verbal.Fluent in spoken and written English.Proven management skills and work effectively.
Roles and Responsibilities: Supervise a small team of AVP Specialists who will be responsible for running the risk and control framework for the dealsResponsibility for Risk and Compliance (RnC) for project dealsResponsibility for managing clients stakeholders and governance meetings in all aspects of RnC.Coordinate with RnC functional teams to ensure all aspects of RnC framework are delivered for the deal clientAssess and manage deals Operational RiskResponsible for compliance to client contract and Accenture requirementsConduct and supervise reviews to assess the service delivery control setting and evaluate adherence to client identified contractual requirements Accenture policies and standards.Ensure operations teams are aware of their roles and responsibilities to be compliantCoordinate implementation and respond to Accenture risk self-asses programs such as service delivery representation letterCoordinate and front-audits ensure relevant parties involved as requiredMonitor and provide assurance that the identified findings and actions are tracked to closure and report to leadership thereon.Facilitate sharing of learning from matters requiring interventions such as incidents initiate process improvements and updates to policies and standards.Incident management for ensuring the framework for incident reporting and preventing is in place as defined by the client detailed incident reports root cause corrective and preventive actions implemented and reported to the client and Sr Accenture management as requiredChange enablement participate in the building and implementation of a new RnC platformLiaise with key Accenture functions including Internal Audit Global Asset Protection CIRT Information Security Risk and Quality Management Quality Assurance Legal Contract Management Policy teams Delivery Centre Sales teams and Accenture clients to ensure effective risk mgt