Role & responsibilities
Conducting onsite/remote inspection of members/ Authorised Persons of Members including surprise visits / Joint Inspection of members along with SEBI as per the TAT (Average 6 inspections per month)
Individual Development Plan (IDP)- Self-development. -Undertaking various e-learning programmes Certification exams or taking part in various training programmes.
Creating compliance awareness amongst members. - Sharing mandatory compliance requirements with best practices with members. Organising Member compliance workshop.
Preparation & Verification of Inspection reports and checklists. -Submission of Data to Exchange post inspection and correctness of Data/information between checklist and Report
Analysis of alert w.r.t online monitoring of margin reporting and client fund monitoring calculation.
Maintaining high standards of Governance. - Strengthen Regulatory compliance

Preferred candidate profile
Educational Qualification
Chartered Accountant
Experience
0 to 2 years of relevant work experience. Preferably from Stock Exchange/Broking industry having experience in managing Audit functions in well-established and recognized Exchange/Firm

📌 Senior Executive Member Inspection New Delhi
🏢 NCDEX Limited (Formerly known as National Commodity and Derivatives Exchange
📍 New Delhi