Key Responsibilities
Monitor and ensure compliance with SEBI, NSE, BSE, and other applicable regulatory requirements.
Track regulatory circulars/updates and coordinate implementation of changes.
Prepare and submit regulatory returns, reports, and exchange filings within prescribed timelines.
Maintain compliance records, registers, checklists, and regulatory documentation.
Conduct compliance checks and identify/report exceptions or gaps.
Coordinate with internal teams and exchanges on compliance-related matters.
Support SEBI, exchange, internal, and statutory audits/inspections.
Track audit observations and assist in corrective and closure actions.

Qualifications & Experience
Bachelor's degree in Commerce, Finance, Law, or a related field.
2–3 years of experience in SEBI/exchange compliance, stock broking, capital markets, or financial services.
NISM certification will be an added advantage.

Pay: ₹30,000.00 - ₹40,000.00 per month

Work Location: In person

📌 Sebi And Compliance Executive Kolkata
🏢 Kredent trading
📍 Kolkata