Compliance Specialist Compliance Assist (Pune)

Compliance Specialist Compliance Assist (Pune)

26 Sep
|
Leading
|
Pune

26 Sep

Leading

Pune

ChiStats is an award-winning Data Science and AI Engineering company building intelligent technology solutions for the Financial Services and BFSI ecosystem. From AI-powered compliance platforms to scalable data products, we help financial institutions simplify complexity, automate operations, and stay ahead in a rapidly evolving regulatory landscape. Our flagship platform, ComplianceAssist, enables Mutual Funds, AMCs, PMS, and AIFs to transform regulatory compliance into a streamlined, automated, and insight-driven process.

As we continue to expand, we are building the next generation of AI-led products and solutions for the WealthTech industry.

About the Role -

ComplianceAssist is ChiStats' AI-enabled compliance platform
for Asset Management Companies. We are looking for a compliance professional
with practical experience in the Indian BFSI regulatory environment to join our
Product team.

The role involves applying compliance expertise to a
technology-enabled product. You will work with Product and Technology teams to
interpret regulatory requirements, review compliance workflows and outputs,
identify gaps, and help ensure that ComplianceAssist reflects real-world
compliance practices.

Requirements

Key Responsibilities

- Analyse SEBI, AMFI, and other relevant regulatory circulars and requirements and assess their impact on compliance processes.

- Review
compliance workflows and AI-assisted outputs against applicable regulatory
requirements for accuracy and completeness.

- Identify
gaps or incorrect interpretations and work with Product and Technology
teams to resolve them.

- Provide




domain inputs on compliance processes, requirements.

- Participate
in testing and validation of new and enhanced features from a
compliance perspective.

- Stay
updated on relevant regulatory developments and identify implications for
the product.

- Contribute
to improving ComplianceAssist based on practical knowledge of AMC and BFSI
compliance processes.

- Support
client or product discussions where compliance domain expertise is
required.

What We're Looking For

- 3–6
years of experience in Compliance / Regulatory Compliance, preferably
within an AMC, mutual fund, or financial services organisation.

- Positive
working knowledge of SEBI and AMFI regulations and compliance
requirements relevant to asset management.

- Practical
understanding of regulatory circulars, compliance obligations, monitoring,
reporting, and related processes.

- Ability
to interpret regulatory requirements and assess their impact on business
or compliance processes.

- Strong
analytical skills and attention to detail, with the ability to identify
gaps between regulatory requirements and product outputs.

- Good
communication skills and ability to work effectively with Product and
Technology teams.

- Comfortable
working in a technology-driven environment and interested in the
application of AI to compliance.

Nice to Have

- Experience
across more than one AMC or financial services organisation.

- Exposure
to RegTech, compliance transformation, or technology-led process
improvement.

- Familiarity
with AI/LLM-based applications.

📌 Compliance Specialist Compliance Assist (Pune)
🏢 Leading
📍 Pune

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