ChiStats is an award-winning Data Science and AI Engineering company building intelligent technology solutions for the Financial Services and BFSI ecosystem. From AI-powered compliance platforms to scalable data products, we help financial institutions simplify complexity, automate operations, and stay ahead in a rapidly evolving regulatory landscape. Our flagship platform, ComplianceAssist, enables Mutual Funds, AMCs, PMS, and AIFs to transform regulatory compliance into a streamlined, automated, and insight-driven process.
As we continue to expand, we are building the next generation of AI-led products and solutions for the WealthTech industry.
About the Role -
ComplianceAssist is ChiStats' AI-enabled compliance platform
for Asset Management Companies. We are looking for a compliance professional
with practical experience in the Indian BFSI regulatory environment to join our
Product team.
The role involves applying compliance expertise to a
technology-enabled product. You will work with Product and Technology teams to
interpret regulatory requirements, review compliance workflows and outputs,
identify gaps, and help ensure that ComplianceAssist reflects real-world
compliance practices.
Requirements
Key Responsibilities
- Analyse SEBI, AMFI, and other relevant regulatory circulars and requirements and assess their impact on compliance processes.
- Review
compliance workflows and AI-assisted outputs against applicable regulatory
requirements for accuracy and completeness.
- Identify
gaps or incorrect interpretations and work with Product and Technology
teams to resolve them.
- Provide
domain inputs on compliance processes, requirements.
- Participate
in testing and validation of new and enhanced features from a
compliance perspective.
- Stay
updated on relevant regulatory developments and identify implications for
the product.
- Contribute
to improving ComplianceAssist based on practical knowledge of AMC and BFSI
compliance processes.
- Support
client or product discussions where compliance domain expertise is
required.
What We're Looking For
- 3–6
years of experience in Compliance / Regulatory Compliance, preferably
within an AMC, mutual fund, or financial services organisation.
- Positive
working knowledge of SEBI and AMFI regulations and compliance
requirements relevant to asset management.
- Practical
understanding of regulatory circulars, compliance obligations, monitoring,
reporting, and related processes.
- Ability
to interpret regulatory requirements and assess their impact on business
or compliance processes.
- Strong
analytical skills and attention to detail, with the ability to identify
gaps between regulatory requirements and product outputs.
- Good
communication skills and ability to work effectively with Product and
Technology teams.
- Comfortable
working in a technology-driven environment and interested in the
application of AI to compliance.
Nice to Have
- Experience
across more than one AMC or financial services organisation.
- Exposure
to RegTech, compliance transformation, or technology-led process
improvement.
- Familiarity
with AI/LLM-based applications.
📌 Compliance Specialist Compliance Assist (Pune)
🏢 Leading
📍 Pune