AQR is a global investment management firm built at the intersection of
financial theory and practical application. We strive to deliver superior,
long-term results for our clients by seeking to filter out market noise to
identify and isolate what matters most, and by developing ideas that stand up to
rigorous testing. Underpinning this philosophy is an unrelenting commitment to
excellence in technology — powering our insights and analysis. This unique
combination has made us leaders in alternative and traditional strategies since
1998.
AQR takes a systematic, research-driven approach, applying quantitative tools to
process fundamental information and manage risk. Our clients include
institutional investors, such as pension funds, insurance companies, endowments,
foundations and sovereign wealth funds, as well as financial advisors.
The Team
The Compliance group is responsible for designing, implementing, monitoring, and
testing AQR’s control workplace. It is responsible for ensuring the firm is
acting as a responsible fiduciary to our clients.
It creates sets of policies
and procedures that define how AQR operates its business. It is also mandated
with ensuring AQR complies with all relevant regulatory and industry rules and
regulations.
Your Role:
* Assist with the administration of the Firm’s Business Conduct Manual and Code
of Ethics.
* Respond to employee requests regarding personal trading, gifts and
entertainment, political and charitable contributions, and other topics.
* Responsible for reviews of broker statements and coordinating with
firm-approved brokers regarding electronic feeds and other topics.
* New hire onboarding (including orientation, launching of certifications and
training completion control).
* Assist with the maintenance, tracking and organization of Compliance
Department records.
* Review employee Compliance certifications and disclosures.
* Assist with other tasks and responsibilities as required.