- Conduct internal audits and compliance reviews across B2B business operations.
- Monitor adherence to internal policies, SOPs, regulatory and exchange guidelines.
- Review voice recordings/calls to identify compliance deviations, mis-selling, or inappropriate communication.
- Monitor and support PMLA, KYC & AML compliance requirements.
- Conduct transaction and business surveillance to identify unusual activities, deviations, and potential risks.
- Track audit observations, compliance gaps, and ensure timely closure.
- Prepare MIS, audit reports, surveillance reports, and compliance dashboards.
- Coordinate with Business, Operations, Risk, and Compliance teams on escalations and corrective actions.
- Support internal, external, exchange, and regulatory audits.

Key Skills

- Internal Audit & Compliance
- PMLA / KYC / AML
- Surveillance & Risk Monitoring
- Voice Recording Audit
- Regulatory Compliance
- MS Excel & MIS
- Analytical & Investigation Skills
- Stakeholder Management

📌 B - Internal Audit , Compliance and Risk (Mumbai Suburban)
🏢 ANANDRATHI
📍 Mumbai Suburban