Role & responsibilities

- Design, configure, and test surveillance rules
- Monitor and validate trade surveillance alerts
- Support UAT, onboarding, and implementation activities
- Conduct regulatory and surveillance gap analysis.
- Collaborate with product and technology team
- Review and improve alert/case management workflows
- Support regulatory reporting module configuration
- Prepare compliance documentation and training materials
- Support regulatory research on capital market surveillance requirements across the UK, Southeast Asia, Nepal, and the Philippines.

Preferred candidate profile

- 5+ years in Capital Markets Compliance / Trade Surveillance
- Knowledge of SEBI, NSE, BSE, NSDL & CDSL regulations
- Experience with NICE Actimize, Nasdaq Surveillance, b-next, or similar tools
- Expertise in Front Running, Spoofing, Layering, Wash Trades & Insider Trading detection
- Hands-on experience with UDIFF files, data mapping, and data validation
- Knowledge of alert management, investigations, and case workflows.
- Experience in STR, CTR, and regulatory reporting
- Advanced Excel skills
- CA/CS qualification preferred
- AML compliance or international market exposure preferred

📌 Capital Market Consultant (Delhi)
🏢 ZIGRAM
📍 Delhi