To monitor recent regulations as and when they arise, and to promptly circulate these to relevant internal stakeholders.
Proactively analyze the impacts, allocate actions to business owners, and provide guidance on implementation.
Perform testing of actual implementation to ensure that the revised process & controls are sufficient to meet regulatory expectations from both, a design & operating effectiveness perspective.
Assist senior stakeholders in preparing notes for engagement with regulators as and when required, to obtain clarity on the regulations.
📌 Team Member Compliance Support Services Compliance Mumbai
🏢 Kotak Securities
📍 Mumbai
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