We are looking for a recent qualified Chartered Accountant (Fresher) to join our Internal Audit team. The role offers an excellent opportunity to gain exposure to governance, risk management, regulatory compliance, business process reviews, and data analytics within a rapid-growing NBFC.

The candidate will work closely with senior management and business teams to strengthen internal controls, improve operational efficiency, and ensure compliance with RBI regulations and internal policies.

Key Role & Responsibilities:

Internal Audit Execution

Assist in planning and execution of risk-based internal audits across business LAP, LAS, Treasury and support functions.

Perform process walkthroughs and testing of financial, operational, compliance, and IT controls.

Prepare audit workpapers in accordance with Internal Audit Standards.

Assist in drafting audit observations, risk ratings, and practical recommendations.





Regulatory & Compliance Reviews

Support audits covering RBI regulations applicable to NBFCs

Review compliance with credit policies and approval matrix, SOPs, Board-approved frameworks, and regulatory guidelines.

Participate in thematic and regulatory reviews.

Review compliance with credit policies and approval matrix

Verify KYC, CKYC, AML compliance

Documentation & Disbursement Controls

Verify completeness of loan documentation

Review mortgage/pledge creation and disbursement controls

Review EMI, interest application, MTM monitoring, and insurance coverage

Asset Classification & Income Recognition

Verify IRAC norms, SMA/NPA identification, provisioning

Prepare audit reports and track closure of observations

📌 Internal Audit - CA fresher (Mumbai)
🏢 Anand Rathi Global Finance
📍 Mumbai