Company Description CB TEAM operates in the payment and merchant banking sector, focusing on delivering secure and efficient financial solutions to its clients. The organization is committed to maintaining high standards of regulatory compliance and risk management across its services.

CB TEAM values integrity, transparency, and solid governance in all business operations. Team members are encouraged to contribute to a culture of accountability, continuous improvement, and client-centric service.

Role Description The Compliance Officer (Merchant Banking) role at CB TEAM is a full-time, on-site position based in Mumbai. The individual in this role will monitor and ensure adherence to regulatory requirements related to payment and merchant banking activities, including reviewing transactions, policies, and procedures for compliance risks.

Day-to-day responsibilities include conducting regular compliance checks, preparing reports for management and regulators, and updating internal guidelines in line with evolving laws and industry standards.

The Compliance

Officer will collaborate with finance, operations, and legal teams to address compliance issues, provide guidance on recent products and services, and support internal and external audits.



The role also involves training team members on compliance policies and promoting a strong compliance culture within the organization.

Qualifications

- Candidates should possess strong skills in Compliance Management and Regulatory Compliance, with experience in financial services or merchant banking.
- Candidates should possess solid Analytical Skills and the ability to interpret complex regulations, identify risks, and propose practical solutions.
- Candidates should possess effective Communication skills, including clear written and verbal communication and the ability to engage with stakeholders at different levels.
- Candidates should possess foundational knowledge of Finance, particularly in payment systems, merchant banking products, and related financial regulations.
- Relevant bachelor’s or master’s degree in law, finance, business, or a related field; professional certifications in compliance or risk management are an advantage.
- Proven experience in a compliance, risk, or regulatory role, preferably within banking, payments, or financial services.
- High ethical standards, attention to detail, and the ability to work independently and collaboratively in a fast-paced environment.

📌 Compliance Manager -Merchant Banking | IPO & SEBI Compliance (Mumbai)
🏢 cb team
📍 Mumbai