This role is primarily responsible to ensure risk & compliance to Operational / Process Controls, Service Delivery, Fraud Risk Assessment, Client Contracts and Organizational Policies and Procedures in client area.
- Provide support and guidance to operations during internal/external audits
- Act as independent reviewer and evaluation body to ensure that compliance issues/concerns within client area are being appropriately evaluated, investigated and resolved.
- Identify potential areas of compliance vulnerability and risk; develop/implement corrective action plans for resolution of problematic issues and provide general guideline on how to avoid or deal with similar situations
- Provide reports on a regular basis, and as directed or requested, to keep senior management informed of the operations and progress of compliance efforts
- Educating and training employees on compliance guidelines
Responsibilities
Essential Functions (Job description) –
This role is primarily responsible to ensure risk & compliance to Operational / Process Controls,
Service Delivery, Fraud Risk Assessment, Client Contracts and Organizational Policies and Procedures in client area.
- Provide support and guidance to operations during internal/external audits
- Act as independent reviewer and evaluation body to ensure that compliance issues/concerns within client area are being appropriately evaluated, investigated and resolved.
- Identify potential areas of compliance vulnerability and risk; develop/implement corrective action plans for resolution of problematic issues and provide general guideline on how to avoid or deal with similar situations
- Provide reports on a regular basis, and as directed or requested, to keep senior management informed of the operations and progress of compliance efforts
- Educating and training employees on compliance guidelines
Qualifications
Bachelor’s degree in finance, law, business administration, or a related field (a master’s degree is a plus).
📌 Lead Assistant Manager (Gurugram)
🏢 EXL
📍 Gurugram
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