Role & responsibilities The role involves following key activities at team leader level:

- Perform independent compliance testing of various products of the Company on a sample basis and report findings/ensure closure of the same.
- Testing areas include:
- Assist in preparation of compliance testing plan
- Testing of various Circulars and Directions issued by RBI from time to time
- Thematic reviews of customer grievances, ECL model, capital adequacy calculation, Regulatory returns, Asset Liability Management, etc
- Review of reporting to Credit Information Companies
- Product testing of various loan products for compliance with KYC/AML, FPC, etc
- Offsite monitoring of key parameters
- Branch visits
- Assist in preparing data pack for various meetings such as Senior Management Committee,



Audit Committee of Board etc and draft/review minutes of aforementioned meetings.
- Ensure updation of new circulars in Compliance monitoring tool
- Tracking of compliance in compliance monitoring tool and circulate dashboards
- Assist in RBI inspection of the Company and internal audit of Compliance function.
- Develop and conduct compliance training sessions to help drive Compliance culture in the company

Preferred candidate profile

- Skilled with a post graduate degree in Management
- Candidates with Audit experience in Bank/NBFC would be an added advantage.
- Should have good verbal and written communication skills with an eye for detail.
- Should be conversant with Word, Excel and powerpoint.

📌 Urgent - Require MBA Fresher - Compliance - KMPL (Mumbai Suburban)
🏢 Kotak Mahindra Bank
📍 Mumbai Suburban