The Paraplanner role may be broken down into four key parts:

A. Preparing and maintaining the client file

B. Preparing recommendations

C. Implementing recommendations

D. Review.

A. Preparing and maintaining the client file:

Generally the Financial Planner should collect the qualitative information (client attitudes, life Goals etc.) leaving the paraplanner to collect all the quantitative detailed information required to compile a financial plan. The Paraplanner may attend client meetings.

Specific activities include

- Check all compliance paperwork is present
- Confirm client risk profile is determined
- Discuss client objectives with planner
- Identify and obtain the information necessary to compile financial cash flow forecast
- Compile draft net worth statement; income and expenditure statements and financial
- cash flow forecast and discuss with planner.

B. Preparing recommendations:

Identify areas for planning

- Undertake research both independently and with the Financial Planner to identify suitable solutions to meet the clients needs
- Prepare information/comparisons for analysis by planner
- Liaise with clients providers.
- Consider current and future allocation of assets for investment strategy with regard to
- client risk profile




- Generate quotes and illustration Online from respective providers
- Prepare draft recommendation reports to be discussed/signed off by planner.

C. Implementing recommendations: Prepare suitability letters in accordance with the agreed

Recommendations

- Complete application / proposals forms
- Ensure all compliance paperwork is in order
- Make changes to clients investments as instructed
- Implement the chosen investment strategies
- Learn and execute the re-registration processes

D. Review: Act as main point of contact and deal effectively with queries from clients and other parties through effective communication

- Establish and build robust relationships with clients and attend client meetings with planner if required
- Preparing client valuations
- Organize future planning meetings with clients
- Review investment portfolio, asset allocation, risk profile etc.
- Send planning figures to client for update and revision in preparation for next meeting
- Initiate review meetings with clients
- Liaise with providers for fund valuations

Job Location, Work Timings and Work Model:

- Vadodara
- 10:30 AM to 7.30 PM (IST) and 1st, 3rd, 5th Saturday off
- Full time

📌 UK Paraplanner (Vadodara)
🏢 Befree Business
📍 Vadodara