Job Roles & Responsibilities – Level

- Perform control testing (design and operating reviews) – Control testing underSoXandICoFR(TOD and TOE)

- Responsibility of managing controls documentation under thecontrolsframework in line with best practices and as required under applicable regulations

- Remediation management for all controls across all Group entities underSoXandICoFRregulations

- Provide support in defining and managing effective internal control framework for the Business tower under Indian companies Act as well as SOX requirements

- Driving Dashboard reporting and audit efficiencies for the Business tower in alignment with the IT Tower

- Work with stakeholders (internal and external) to resolve problems; answersquestions; Reviewswork flowprocesses; provides continuous process improvement suggestions

- Manage a team of SOX testers and ensure delivery of audit program withhigh qualitystandards; conduct performance reviews; aid career progression

Stakeholder Profiles & Nature of Interactions:

Internal

Controls Owner, Control performer, business stakeholders

External

External auditors

Desired Candidate Profile:

1. Functional Knowledge of Skills(Must Have)

- Proficient in performing risk based control testing. Expertise in performing Test of Design, Test of Operating effectiveness, Sampling methodology, Issue identification and remediation.

- Familiar with audit and control test methodology such as completeness, IPE/IUC and EUA.

- Familiar with accounting standards (GAAP),



PCAOB guidelines, and COSO methodology.

- Demonstrable audit mind-set with excellent problem solving ,conflict management and time management skills.

- Team management skills including the ability to plan and organize teams effectively to meet audit deadlines.

2.Leadership Behavior-Should be able to manage stakeholders independently, Positive Communication

3.Educational Qualification

- Graduate, B.Com, M.Com or MBA (Finance).

- Professional certification relating CIA, CISA, and DISA, CSOE or SOX related certification is an added advantage.

- SAP certification is an added advantage

4.Technical Skill required

- Proficient in MS excel

5.Language Proficiency
- Fluent English, excellent written and verbal communication skills

6.Experience Required

Mandatory

1. Total experience of1year in SOX testing/ Risk and Controls/ Internal Audit.

1. Worked on business control testing / internal audit projects individually as well as part of larger teams.

1. Performed test of design and operative effectiveness in a complete audit cycle.

1. Managed multiple stakeholders / senior management to agree onrisk basedissues and remediation.

Added advantage
- Experience of managing small teams.

- Worked on international SOX testing programme or specific ICOFR programmes.

- Experience of working in Big 4 / cross border control testing teams.

- Performed risk based control testing with SAP as the primary ERP.

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📌 Controls and compliance (Pune)
🏢 Tata Motors Global Services
📍 Pune