IIFL Capital is hiring for a senior technology role focused on Risk Management Systems (RMS), trading applications, technology risk, regulatory compliance, and platform modernization within a capital markets workplace.

Key Responsibilities

1. Application management related to Risk management processes (RMS)

- Drive improvements in application uptime, latency, throughput, and scalability.
- Monitor critical APIs and services including Order, Limits, Margin, Position, and Market Data APIs.
- Conduct root-cause analysis for production incidents and ensure permanent corrective actions.
- Establish proactive monitoring, alerting, capacity planning, and anomaly detection mechanisms.
- Ensure high availability, DR readiness, and periodic DR drills.
- Own technology risk management for real-time RMS and trading applications.
- Ensure accurate and timely margin, exposure, limit, position, and risk calculations.
- Monitor and improve risk controls for F&O;, Commodity, Equity, and other exchange segments.
- Identify potential operational and technology risks and implement preventive controls.

2. Exchange & Regulatory Risk

- Ensure timely implementation of SEBI, exchange, clearing corporation, and regulatory requirements.
- Coordinate implementation of exchange circulars and regulatory changes across RMS and trading applications.
- Ensure compliance with margin, exposure, collateral, surveillance, and risk-control requirements.
- Support internal, external, regulatory, VAPT, and compliance audits.

3. Technology Risk & Security

- Identify vulnerabilities and track closure of VAPT, security, and compliance findings.




- Ensure timely remediation of outdated components, application vulnerabilities, and infrastructure risks.
- Review application architecture and technology dependencies from a risk perspective.
- Drive technology modernization and reduction of legacy-system dependencies.

4. Incident & Problem Management

- Lead critical production incident investigations.
- Perform RCA, impact assessment, and corrective/preventive action (CAPA).
- Track recurring incidents and implement measures to reduce production issues.
- Establish incident metrics and risk indicators for senior management.
- Coordinate with vendors for resolution of critical technical and functional issues.

5. Vendor & Exchange Coordination

- Manage technical interactions with exchanges, clearing corporations, RMS vendors, and technology partners.
- Review vendor performance, SLA adherence, incident resolution, and technology risks.
- Challenge vendor solutions where required and ensure appropriate risk mitigation.
- Coordinate testing and certification for new exchange/API changes.

6. Automation & Technology Transformation

- Identify opportunities to automate manual risk-management and operational processes.
- Promote use of AI/ML, anomaly detection, automated monitoring,



and intelligent alerting.
- Drive API modernization, process automation, and legacy-system decommissioning.
- Evaluate open-source technologies and modern data-processing platforms where appropriate.

Required Skills

- Strong knowledge of Capital Markets / Broking / RMS.
- Understanding of margin calculation, exposure, positions, collateral, limits, and risk controls.
- Experience with NSE, BSE, MCX, clearing corporations, and exchange interfaces.
- Strong knowledge of .NET technologies, SQL Server and database performance.
- Experience with APIs, microservices, real-time systems, and distributed applications.
- Knowledge of application performance monitoring and capacity planning.
- Strong understanding of IT risk, cybersecurity, VAPT, DR, BCP, and audit requirements.
- Strong incident management and RCA skills.
- Experience in vendor and stakeholder management.
- Good understanding of SDLC, change management, release management, and production support.
- Knowledge of cloud technologies such as Azure/AWS is an advantage.
- Knowledge of AI/ML-based monitoring and automation is an advantage.

Key Competencies

- Technology Risk Management
- Capital Markets & RMS
- Incident & Problem Management
- Application Performance & Scalability
- Regulatory & Compliance Management
- Cybersecurity & Vulnerability Management
- Disaster Recovery & Business Continuity
- Vendor Management
- Automation & Digital Transformation
- Stakeholder Management
- Analytical & Problem-Solving Skills
- Leadership & Decision Making

📌 AVP - VP (Technology) (Mumbai)
🏢 IIFL Capital Services
📍 Mumbai