01 Oct
|
Acuity Analytics
|
Bengaluru
01 Oct
Acuity Analytics
Bengaluru
Seeking immediate joiners with US Mortgage experience along with quality assurance, risk management and others.
Location- Bangalore, Hybrid, UK shift
Role Overview
- We are seeking a highly motivated Compliance professional with experience in US Mortgage Lending, Mortgage Servicing, Consumer Banking, Regulatory Compliance, Risk Management, Audit, or Quality Assurance to support enterprise compliance and risk management programs.
- This role provides an opportunity to leverage existing mortgage compliance expertise while expanding into broader areas such as Regulatory Change Management, Third-Party Risk Management (TPRM), Issue Management, Privacy, Governance, Risk & Compliance (GRC), and AI-enabled compliance solutions.
- The ideal candidate will have a strong understanding of US regulatory requirements, risk assessment methodologies, control environments, and compliance monitoring activities.
Key responsibilities
- Conduct vendor and third-party compliance reviews.
- Review due diligence documentation and identify potential compliance or privacy concerns.
- Assist in monitoring third-party regulatory and risk obligations.
- Prepare assessment summaries and recommendations.
- Monitor and track compliance issues, findings, regulatory observations, and corrective action plans.
- Review issue status updates, remediation timelines, and aging reports.
- Coordinate with business stakeholders to ensure timely resolution of identified compliance concerns.
- Conduct quality assurance reviews and support continuous process improvement initiatives.
- Assess applicability of current and changing regulatory requirements.
- Support compliance impact assessments and implementation activities.
- Maintain regulatory inventories,
obligations, and compliance documentation.
- Assist in evaluating the effectiveness of controls designed to address regulatory requirements.
- Support regulatory traceability and governance initiatives.
- Participate in risk assessments and control evaluations.
- Review control design and operating effectiveness.
- Coordinate with Subject Matter Experts (SMEs) to maintain risk and control inventories.
- Identify control gaps and support remediation efforts.
- Strong documentation skills to clearly articulate alert disposition
- Adherence to controls and compliance standards
Key competencies
- Graduate equivalent education
- 3 to 6 years of experience in Mortgage Compliance, Consumer Banking Compliance, Risk Management, Audit, Quality Assurance, or Regulatory Compliance.
- Good knowledge of regulations is a must
- Strong analytical, problem-solving, and investigative skills.
- Excellent written and verbal communication skills.
- Experience reviewing regulatory requirements and evaluating business controls.
- Advanced Microsoft Excel, Word, and PowerPoint skills.
- Experience with Archer or other GRC platforms.
- Experience supporting risk assessments or control testing.
- Exposure to Third-Party Risk Management.
- Familiarity with AI-enabled compliance solutions and process automation tools.
Preferred Experience Working With:
- Mortgage Compliance
- Mortgage Servicing Compliance
- Lending Compliance
- Compliance Testing
- Quality Assurance / Quality Control
- Regulatory Change Management
- Operational Risk Management
- Internal Audit
- First Line Risk (FLOD)
- Consumer Banking Compliance
- Risk & Control Assessments
- Regulations RESPA/TILA/ECOA/HMDA/FCRA/FDCPA/UDAAP/ CFPB
📌 Associate/Senior Associate-US Mortgage, Governance, Risk and Compliance (Bengaluru)
🏢 Acuity Analytics
📍 Bengaluru