Job Summary

• To ensure optimum efficiency from the Section whilst maintaining all required controls and procedures.
• To maintain working relationship with the officials of the various market intermediaries (Stock Exchanges, Registrars, Issuers / Companies, Depositories, Other Custodians)
• To supervise and manage the Corporate Action Sub-Sections by ensuring that all operations are working in line with laid down controls, procedures and all regulatory requirements and achieve established targeted standards of productivity and client services
• To maintain a positive working with personnel of the other Sections / Divisions of the Bank.

Key Responsibilities

To supervise and manage timely and accurate processing and reporting related to of following transactions / activities:

• Monitoring, Recording and reporting of corporate action announcements on equity and Debt securities for domestic and regional custody clients
• Reconciliation of client eligibility for corporate action events on key dates and reporting of securities and cash entitlements to clients




• Tracking and processing of circulars, notices issued by exchanges, depositories impacting securities held by clients
• Follow-ups, collection, and processing of Corporate Actions Perks (Cash and Securities) on Equity and Debt Securities held by clients
• Handling client responses & execution of Voluntary Corporate Actions including PUT/CALL options
• Clients’ subscription through Primary Market transactions in Equity/Debt IPOs and QIPs
• Proxy services offered to clients including follow-up for agendas / annual reports, dispatch of the same to clients, execution of proxy instructions, procurement and dispatch of meeting updates.
• Investments made by FDI/ FVCl/ FPI clients through Private Placements and security for the same is received on a timely basis.
• Processing of Demat / Remat / Repurchase instructions of clients.
• Inwarding of Demat/ Physical securities.
• Follow up Debt IPO allotments and ensure

📌 Senior Officer, Corporate Actions (Mumbai)
🏢 Standard Chartered India
📍 Mumbai