01 Oct
|
HTIC Global
|
India
Location: Kochi, Kerala
Experience : 2-4 years in compliance, audit, risk management, or regulatory functions.
Qualification: Qualified Company Secretary (CS) – ICSI membership mandatory
Work Model: Work From Office
The Junior Compliance Executive plays a critical role in safeguarding the integrity of client entities by ensuring that their operations adhere to all relevant legal, regulatory, and statutory requirements. The primary responsibility is to support and oversee the compliance framework for the allotted entities, ensuring that filings and submissions to government authorities are accurate, timely, and aligned with regulatory expectations.
This role involves identifying applicable laws, monitoring potential areas of non-adherence, and assisting in the implementation of effective strategies to ensure compliance across assigned entities. The Compliance Officer will also help foster a culture of responsibility by maintaining policies, conducting basic risk reviews, and coordinating with internal teams and external consultants to promote consistent regulatory adherence.
By ensuring that all assigned entities meet the required standards of regulatory and ethical conduct, the Compliance Officer contributes to maintaining their legal standing, operational stability, and reputation.
Primary duties and responsibilities:
- Regulatory Adherence – Ensure the organization’s operations for allotted entities fully comply with applicable laws, regulations, and internal policies.
- Statutory Filings & Submissions – Oversee accuracy and timeliness of all filings and submissions to regulatory authorities.
- Policy Implementation & Monitoring – Develop, implement, and enforce compliance procedures and policies;
ensure business units operate within legal and regulatory frameworks.
- Risk Assessment & Management – Conduct regular risk assessments to identify potential areas of non-compliance;
recommend and monitor preventive and corrective actions.
- Reporting & Monitoring – M
📌 Hiring: Junior Compliance Executive (India)
🏢 HTIC Global
📍 India