Operations SME

Role Description
FNZ is an asset custodian. This means we hold client assets in our name as nominee and are responsible for the administration of these assets.
The role of an Operations SME is to manage and process all corporate events that occur ensuring that the underlying beneficial owners receive the level of service in both accuracy and timeliness that owners would get if assets were held in their own name. The product range of assets we administer includes Managed funds, Equities and Fixed Interest.

Specific Role Responsibilities
Responsibilities of the role include (but not exclusive to):
· Processing mandatory and voluntary corporate actions on Managed Funds, Equities and Fixed Interest products within Key Performance Indicator targets. The role will include the allocation of coupon and dividend income, maturities, fund closures, non-income corporate action events such as rights issues, takeovers, stock splits, conversions, share purchase plans, and IPO’s.
· Sourcing of all relevant information, either from fund managers, data feeds, Bloomberg,



custodian agents or relevant market exchange websites to ensure corporate actions are processed correctly.
· Liaison with the Client Relationship and Support team to ensure all relevant information is communicated effectively to and from underlying clients.
· Maintaining internal stock and cash ledger control accounts and clearing them daily.
· Reconciling client holdings versus agent holding to ensure that they match during a corporate action.
· Working with the IT department to develop system enhancements to improve the efficiency and accuracy of corporate action processing.
· Working with FNZ management and other team members to enhance processes for greater efficiencies and controls within the business. This includes keeping the teams procedures up to date.
· Communicating effectively with 3rd parties i.e. fund managers, custodian agents and brokers, to ensure everyone has a explicit understanding of

📌 Operations SME (Pune)
🏢 FNZ
📍 Pune