Job Description:
Job Title: Regulatory & Client Classifications, Associate
Corporate Title: Associate
Location: Bangalore, India

Role Description
- The Regulatory Client Classification team within Regulatory & Cross Product Ops (RCP) is responsible for ensuring the accurate implementation of regulatory requirements related to client classification and onboarding processes.
- As part of the team, you will be responsible for understanding and monitoring various APAC/ EMEA/ US Regulations as well as tactical and strategic analysis and remediation of Regulatory accounts impacting clients eligible for specific Regulations. You’ll support and contribute to daily monitoring and control reporting for various Regulations along with being part of a team that works in close partnership with various stakeholders such as Compliance, Legal and the Client Lifecycle Management (CLM) on-boarding teams.

What we’ll offer you
As part of our versatile scheme, here are just some of the benefits that you’ll enjoy,
- Best in class leave policy.
- Gender neutral parental leaves




- 100% reimbursement under childcare assistance benefit (gender neutral)
- Sponsorship for Industry relevant certifications and education
- Employee Assistance Program for you and your family members
- Comprehensive Hospitalization Insurance for you and your dependents
- Accident and Term life Insurance
- Complementary Health screening for 35 yrs. and above

Your key responsibilities
What You’ll Do
- Fully understand and be able to provide knowledge of regulations, such as, CFTC, SEC , MiFID II, EMIR, Dodd-Frank, Volcker, Reg W, FINRA 2111, FINRA 4210, Reg D/QIBs, Foreign Bank Certificates, 15a6 and Reg O Business Management etc.
- Work with Compliance and Legal on exception and/or escalations cases and see them through to completion.
- Review and QA sample of Run-the-Bank (RTB) cases to ensure regulations are being implemented correctly.
- Management of daily control reports which includes working with offshore tea

📌 Regulatory & Client Classifications, Associate (Bengaluru)
🏢 Deutsche Bank
📍 Bengaluru