UST Job Title: Lead - Portfolio Compliance Violations
Who we are:
At UST, we help the world’s best organizations grow and succeed through transformation. Bringing together the right talent, tools, and ideas, we work with our client to co-create lasting change. Together, with over 30,000 employees in over 25 countries, we build for boundless impact—touching billions of lives in the process. Visit us at .
The Opportunity:
UST is looking for Team Leader; you will play a critical role in delivering a robust control environment and supporting Investment Teams to ensure effective pre- and post-trade mandate restriction monitoring all within challenging deadlines.
You will provide subject matter expertise, particularly in the oversight and delivery of complex queries and tasks, and handling ad-hoc requests.
We are looking for someone who likes working as part of a team, is comfortable with a fast-paced operations setting and has a strong attention to detail.
Key Roles & Responsibilities:
- Ensuring day to day BAU overnight monitoring is completed following processes and delivers expected outcomes
- Co-ordination and support of mandate onboarding and change
- Support of business teams to investigate and resolve queries What you'll do
- Manage relationships with Investment desks / Product / Client Executives across all asset classes on investment guidelines related matters and issues.
- Oversee and ensure completion of the daily tasks: eg provide advice and assist pre-trade violation overrides. Complete overnight monitoring; escalate and follow through issues appropriately. Support delivery as needed.
- Support source document processing, identification, capture and fulfilment of commitments. These will be sourced from IMAs, regulations or internal teams etc.
- Ensure that queries received by the team are understood clearly and resolved to a high standard of quality and delivered within agreed service levels, continuously ensuring a robust and efficient control en
📌 Lead I (Chennai)
🏢 UST
📍 Chennai