Senior Compliance Analyst (Gurugram)

Senior Compliance Analyst (Gurugram)

02 Oct
|
Ameriprise
|
Gurugram

02 Oct

Ameriprise

Gurugram

About Our Company

Ameriprise India LLP has been providing client based financial solutions to help clients plan and achieve their financial objectives for 20 years. We are part of Ameriprise Financial Inc., a US financial planning company headquartered in Minneapolis with a global presence and diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. The firm’s focus areas include Asset Management and Advice, Retirement Planning and Insurance Protection.

Be part of an inclusive, collaborative culture that rewards you for your contributions, and work with other talented individuals who share your passion for doing great work. You’ll also have plenty of opportunities to make your mark at the office and a difference in your community. So, if you're talented, driven and want to work for a strong, ethical company that cares, take the next step and create a career at Ameriprise India LLP.

Job Description





We have an exciting opportunity for a Senior Compliance Analyst supporting the Ameriprise Bank, FSB Compliance Program. This position is responsible for executing compliance monitoring, testing, oversight, regulatory research, and advisory activities to help ensure adherence to applicable banking laws, regulations, and internal policies. The role partners closely with Bank Compliance leadership, business partners, and global teams to identify, assess, and mitigate compliance risks while supporting a robust culture of compliance across the organization.

Key Responsibilities
- Conduct risk-based compliance testing and monitoring reviews of Ameriprise Bank, FSB business functions to assess adherence with applicable federal banking laws, regulations, and internal policies.
- Perform compliance reviews covering consumer banking products, operational processes, customer communications, marketing materials, and digital content, including consumer-facing websites.
- Identify compliance ri

📌 Senior Compliance Analyst (Gurugram)
🏢 Ameriprise
📍 Gurugram

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