Job Summary

Job Title: OPS-BM / Business Management

Country: IN

City: Mumbai

Skill Category: Operations

Role Responsibilities

- Head of the Regulatory Reporting Team based in Powai that provides support to the teams across other global jurisdictions
- This role will report into the global head of regulatory reporting who is based in London. The role may also have a local dotted line into the Powai Head of Risk and Control or the Ops head
- This role is part of the global regulatory reporting management team.
- Responsible for the overall management and service delivery of all aspects of regulatory reporting.
- Ensure timely and accurate submission of regulatory reporting to relevant jurisdictions
- Participate in Interpreting and implementation of regulatory requirements, staying updated on changes in regulations affecting the organization
- Collaborate with internal teams to gather necessary data and ensure data quality for reporting purposes
- Conduct periodic reviews and assessments to ensure compliance with regulatory standards
- Prepare and maintain documentation related to regulatory reporting processes and controls
- Support responding to inquiries from regulatory agencies and providing requested information
- Participate in the development and enhancement of reporting systems to meet evolving regulatory requirements
- Analyze and interpret financial data to support regulatory reporting requirements
- Assist in coordination of internal and external audits related to regulatory reporting
- Stay abreast of industry best practices and proactively identify areas for process improvement within the regulatory reporting function
- Encourage transparency within the onshore and offshore teams in highlighting and escalating gaps / issues / outliers.
- Able to attract,



train and retain talent in the team and work proactively on developing individuals within the team to take additional responsibilities
- Able to provide proper guidance to the team on required standard and ensure delivery of quality review without major defects.
- Understand and clearly document work drivers for the regulatory reporting function and use the map and measure process to drive productivity
- Lead the transformation agenda by implementing new age tools / solutions

Mind Set

- Mature qualified with strong background in managing large teams within a global set up
- Self-driven individual who is willing to demonstrate initiative and leadership in changing the status quo
- Clear and effective communicator who can alter their communication style to fit the audience
- Ability to mentor and build high performing teams
- High action/execution orientation is essential for this role
- Set and maintain a high personal standard to serve as a visible leader for the team members
- Ability to build an operational strategy aimed at managing the offshore platform in line with global functional goals and local entity objectives.
- Knowledge of regulatory reporting rules across multiple major jurisdictions like CFTC, SEC, MiFID, EMIR, HKTR, MAS etc. highly desirable.
- Proven 15+ years experience in regulatory reporting within financial services industry
- Ability to work under tight deadlines and manage multiple priorities
- Knowledge and experience of appropriate control frameworks for regulatory reporting is an advantage.

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

📌 OPS-BM / Business Management Professional (Mumbai)
🏢 Nomura
📍 Mumbai