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Lead Risk Steward Oversight (RSO)
COMPLIANCE
The Compliance function is a Second Line of Defence (LOD) function, responsible for reviewing and challenging the activities of the Group’s businesses (also referred to as “the First LOD”) to ensure that they effectively manage as “Risk Owners” the Regulatory Compliance risks inherent in or arising from the conduct of their activities and for which they are responsible. The Second LOD consists of 'Risk Stewards' who are independent of the commercial risk-taking activities undertaken by the First LOD. The Compliance function is a Risk Steward for several non-financial risks in accordance with HSBC Group’s Risk Management Framework (RMF)
Lead Risk Steward Oversight (RSO)
will support the Country Chief Compliance Officer (CCO) in ensuring that HSBC’s operations in the country are effective in identifying, managing and mitigating Regulatory Compliance risk.
The responsibilities of the role holder are:
• Support local Compliance management in progressing strategic priorities across the Compliance function, while maintaining robust governance, oversight and control.
• Enable the Compliance function to fulfil its mandate as the central point of coordination for all Group/Regional activities relating to Regulatory Compliance (RC) risk.
• Establish and maintain an effective country-level reporting and oversight capability, ensuring timely, accurate and decision-practical information is provided to relevant governance committees.
• Work collaboratively with Group/Regional stakeholders and in-country RC sub-functions to deliver agreed services, acting as the primary point of contact for engagement and c
📌 Senior Vice President and Lead Risk Steward Oversight (Mumbai)
🏢 HSBC
📍 Mumbai
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