Responsibilities

Key responsibilities

• Executions of cases to ensure first level controls are in accordance with regulatory or internal requirements. Ensuring controls are run/executed in a risk-controlled environment with adequate checks.
• Handling of complex activity which are non-SOP in nature
• Ability to perform independent checks, recognize fictitious/inconsistent patterns, constantly challenging the process and the ability to work with limited training and dynamic workplace.
• Monitoring of controls: Investigating and analyzingthe rejected cases occurred due to technical issues, Data quality or control design issues from controllers and taking appropriate action for permanent remediation.
• Accountability to autonomously work on multiple topics under high pressure and be flexibility to support the business requirement.
• Produce KPIs/KRIs to present those various indicators of the process to global stakeholders.
• Leading different regulatory/conduct committees globally




• Prepare & present to Normative Committee incase if there is a requirement on control logic change/derogations.
• Reporting, tracking and follow up of control exceptions with Front Office /Middle Office / Compliance / COO / ITEC support / ORCM/ OSM’s etc. Work in conjunction with business to understand business, concerns, future plans and provide support to mitigate risk.
• Deliver 100% quality production by way of Controlling, Monitoring, Analyzing and Completion of activities and tasks.
• Manage Internal & External Audits & ensure if any recommendations/observations are handled on timely manner within the stipulated deadlines.
• Communication: Ensure appropriate communication with the team, management, and all operational teams at highest standard while following the escalation matrix
• Ensure process documentation is up to date and capture any changes in the process. Collaborates with peers, Lead, Supervisor, stakeholders to implement improvements by
• Identification of control gaps

📌 Senior Analyst (Bengaluru)
🏢 Societe Generale Global Solution Centre
📍 Bengaluru