About The Role

We are looking for an experienced Assistant Manager – KYC to manage Know Your Customer (KYC) operations for our stock broking business. The role involves overseeing client onboarding, KYC verification, documentation, account activation, and regulatory compliance in accordance with applicable SEBI, exchange, and KRA requirements.

Key Responsibilities

• KYC Client Onboarding: Manage end-to-end client onboarding, including individual and non-individual account opening, document verification, and account activation.
• Regulatory Compliance: Ensure adherence to applicable SEBI, NSE/BSE, CDSL/NSDL, KRA, and other regulatory requirements.
• Documentation Verification: Review PAN, Aadhaar-based verification, bank proof, IPV/video verification, FATCA/CRS declarations, and other required documents.
• CKYC KRA Operations: Manage KYC registration, validation, modification, rejection resolution, and record updates with relevant KYC Registration Agencies.
• Quality Control: Monitor KYC files, identify discrepancies, ensure completeness of records,



and maintain audit-ready documentation.
• Exception Management: Resolve onboarding errors, KYC rejections, document mismatches, and escalations within defined turnaround times.
• Team Management: Supervise KYC executives, allocate workloads, monitor productivity, and ensure adherence to SOPs and service-level agreements.
• Audit Reporting: Support internal, statutory, exchange, and regulatory audits; maintain MIS reports on onboarding volumes, pending cases, rejections, and TAT.
• Process Improvement: Develop and improve KYC SOPs, checklists, and workflows to improve operational efficiency and reduce errors.
• Stakeholder Coordination: Work closely with Compliance, Risk, Operations, Technology, and Customer Support teams to ensure smooth onboarding.

Eligibility Criteria

• Graduate in any discipline; a degree in Finance, Commerce, or Business Administration is preferred.
• 4–7 years of experience in KYC, client onboar

📌 Assistant Manager (Gurugram)
🏢 Univest
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