Compliance operations (Mumbai)

Compliance operations (Mumbai)

02 Oct
|
Kotak Mahindra Bank
|
Mumbai

02 Oct

Kotak Mahindra Bank

Mumbai

Role & responsibilities

- Manage governance processes, trackers, and certifications of the compliance department.

- Prepare governance reporting (Board, ACB etc.) for the Compliance department basis inputs from the sub-units.

- Coordinate regulatory submissions, returns, and reporting.

- Track compliance observations, audit findings, and action plan closures.

- Prepare compliance MIS, dashboards, and management presentations.

- Administer changes to Compliance Policy management, Manuals, SOPs etc. with relevant stakeholder input.

- Support internal compliance teams in ongoing activities e.g. and implementation dashboards, MI, trackers etc.

- Coordinate with business, risk, audit, legal, and operations teams on compliance matters.

- Assist, as required, in regulatory inspections, audits,compliance reviews etc.

📌 Compliance operations (Mumbai)
🏢 Kotak Mahindra Bank
📍 Mumbai

Reply to this offer

Impress this employer describing Your skills and abilities, fill out the form below and leave Your personal touch in the presentation letter.

Subscribe to this job alert:

Get the latest job offers by email for: compliance operations (mumbai) / mumbai