Requirements:

- Develop and implement Compliance QAIP, Compliance Risk Assessment, and Compliance Testing frameworks to ensure regulatory compliance in Financial Services.
- Conduct regulatory compliance reviews of Policies and SOPs to identify gaps and areas for improvement.
- Build and refresh Compliance Policies and SOPs to ensure alignment with regulatory requirements and industry best practices.
- Support and maintain Compliance Tools such as Compliance Insight and Compliance Factory to streamline compliance processes.
- Disseminate Regulatory Circulars as part of Compliance Tool AMC to ensure timely communication of regulatory updates.

Preferred Skills:





- Experience with Compliance Tool implementation and revenue potential to drive business growth and improve compliance efficiency.
- Strong understanding of regulatory liaison and ability to navigate complex regulatory environments.
- Proven track record of building and managing high-performing compliance teams, with expertise in skills and competency development.
- Ability to analyze and mitigate compliance risks, with experience in Compliance Risk Assessment and Compliance Testing.
- Robust knowledge of Financial Services regulatory requirements and industry best practices, with ability to apply this knowledge to drive compliance excellence.

📌 Compliance Director - FS Domain (Mumbai)
🏢 HR India Solutions
📍 Mumbai