Key Responsibilities

Strategy

• Responsible for operating various detective monitoring controls under second line compliance function, which are designed to detect potential instances of market abuse or other forms of market misconduct, through orders, quotes and trades, Private Banking suitability monitoring and Information Barrier monitoring

Business

• Awareness and understanding the various market abuse regulations globally in which the Group operates
• Understanding the Group’s business strategy as well as Compliance mandate in supporting the business
• Understanding booking practices and models to implement and refine analytics in the department

Processes

• This is an individual contributor role within Analytics team under Group Compliance Surveillance function.
• Collaborate with business and functional stakeholders to support the delivery of calibration requirements and advise accordingly on calibration matters.
• Maintain an effective document of calibration analysis including documenting clearly how thresholds proposal are derived and approved.




• Be responsible for updating calibration DOI and maintaining of calibration change log.
• Provide support to other team members for activities including requirements specifications, prioritization, UAT, regression testing, etc.
• Apply analytics to better enhance scenario alerts generation through feedback and collaboration with the various teams, including but not limited to quantitative methods such as statistical, numerical analysis of data, or computational techniques.
• Participate in the scenario logic reviews, enhancements and lead the engagements with stakeholders for implementation. Also includes reviewing specification documents relating to scenarios.
• Pro-active identification of risks and concerns, including escalation to all relevant stakeholders
• Timely mitigation and resolution of risks and issues, establishments of effective controls, in collaboration with all relevant stakeholders

Risk Mana

📌 Sr Spl'st, Surv. Analytics (Bengaluru)
🏢 Standard Chartered India
📍 Bengaluru