Job Summary

• The Job Holder’s responsibilities extend to manage processing of account opening, modification, closure, transmission & non-individual account documents on daily basis for CCIB/BB/ PvB/Priority segments in addition to IB. These include, but it is not limited to Broking operations, Depository operations and Corporate Fixed Deposit operations.
• Processing of Account opening & modification forms for Demat & Trading A/c
• To ensure error free processing of requests
• To ensure that all activities are carried out within the defined turnaround time.
• Compliance with the KYC standards and rules & regulations of the Company and the Group at all times
• To ensure that complaints and enquires are resolved as per defined turnaround time
• Familiar with KRA/ CKYC registration process and the requirements for Individuals & Non-Individuals
• Preparing the documents and response based on Prohibitory/Attachment orders
• Valuable knowledge of MS-Excel and MS Office
• Conversant with current KYC Norms / CDD Procedures/ Regulatory guidelines




• Preparation of different types of MI and reports for internal purpose and Regulatory reporting
• Co-ordination with Auditors / Inspection team for KYC & Account Opening
• Conversant with requirements like demographic changes like change in address, change in bank details or any other such account modification
• To perform Maker role in all relevant IT applications like LDCCM, DP Secure, DPM, CDAS etc
• To perform reconciliation on monthly basis & ensure that all laid down process requirements by SCB CDD, FCC, CCIB, PVB teams etc are all followed on ongoing basis
• To ensure processing all requests within the timeline defined by Regulators, Group and the process note

Key Responsibilities

Regulatory & Business Conduct

• Display exemplary conduct and live by the Group’s Values and Code of Conduct.
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard

📌 Senior Executive, Wealth Management Operations (Mumbai)
🏢 Standard Chartered India
📍 Mumbai