Role Summary

Raise is built on this core philosophy - we will bring exceptionally outstanding products, awesome user experience and best in class customer service to our users. We have started with our first step by launching an Investment & Trading platform – Dhan (www.dhan.co) in November 2021.

We are looking for an experienced and detail-oriented KYC Manager to lead and oversee our KYC Operations, specifically focusing on Non-Individual accounts including Corporate, LLP, Partnership, NRI, and Institutional (MF/FPI/PMS) clients. The ideal candidate brings strong, hands-on expertise in Depository (CDSL) and Broking Operations to ensure seamless account lifecycle management while maintaining absolute compliance with SEBI, Exchange, and Depository regulations. In this role, you will manage end-to-end KYC, CKYC, KRA, and FATCA due-diligence frameworks, spearhead technology automation initiatives, and serve as the primary point of contact for internal, external, and regulatory audits.

Expected Responsibilities

• Account Lifecycle & Operations Control: Monitor, streamline,



and govern end-to-end client onboarding, profile updates, modifications, and account closures across broking and depository platforms.
• Regulatory Compliance & Due Diligence: Oversee and automate KYC, CKYC, KRA, and FATCA/CRS processes in strict alignment with SEBI, CDSL, and Stock Exchange guidelines, with a specific focus on complex Non-Individual accounts.
• DP & Broking Operations: Ensure flawless day-to-day execution of depository operations, maintaining exceptional operational accuracy, strict regulatory adherence, and optimal Turnaround Times (TAT).
• Regulatory Reporting & Filings: Prepare, validate, and submit all mandatory periodic regulatory reports and submissions to CDSL and Stock Exchanges accurately within statutory timelines.
• Audit & Inspection Management: Lead and manage internal, external, concurrent, and regulatory audits (SEBI/Exchanges/Depositories), ensuring zero non-compliance

📌 KYC Manager (Mumbai)
🏢 Raise Financial Services
📍 Mumbai