The Senior Associate
will be working with multiple NBFCs, Fintechs / Lending Service Providers
(LSPs) and other financial services clients. As Senior Associate, you will be
individually responsible primarily for RBI compliances and regulatory advisory,
and be part of the team to manage overall client-level compliances, secretarial
and legal aspects, including strategies, regulatory inspections, audits,
business partnerships, etc. This is a agile, client-facing role and the
individual must be willing to drive processes with complete ownership, manage
multiple client assignments and adhere to all internal and statutory timelines.

Key responsibilities shall include (but
not be limited to below aspects):

Compliance Framework & Risk
Management

• Ensure strict observance of all statutory and
regulatory requirements applicable to the clients, including NBFCs and Fintech
/ LSP entities, including standards of market conduct, managing conflict of
interest, treating customers fairly and ensuring the suitability of customer
services.

• Ensure that an appropriate Compliance policy is




put in place and implemented rigorously for clients / across client organizations,
as applicable.

• Carry out an annual Compliance risk assessment in
order to identify and assess major Compliance risks faced by clients and
prepare a plan to manage the risks.

Regulatory Monitoring &
Implementation

• Continuously track and evaluate regulatory
updates relevant to the clients and their respective businesses.

• Assess the impact of regulatory changes on
clients' policies and business processes.

• Disseminate updates to clients / senior
management and ensure timely implementation.

Compliance Advisory & Governance

• Ensure strict adherence to RBI and SEBI
guidelines by clients, as applicable.

• Provide compliance advisory to client business
teams on loan products and related matters from applicable laws.

• Present compliance updates, regulatory
developments and impacts to client teams and t

📌 Company Secretary (Delhi)
🏢 Corporate Professionals
📍 Delhi