Third Bridge is a leading global research firm established in 2007, with a team
of over 1,500 employees worldwide dedicated to fueling decisions with expert
insights. We accelerate and enhance decision-making for investors and business
leaders by unearthing unique expert insights across multiple sectors,
geographies, and topics.
For nearly 20 years, we’ve helped clients access knowledge on demand from
experts, in-person and through our Library covering over 65,000 companies.
We are looking for a meticulous and proactive Compliance Audit Associate to join
our team during a period of rapid global expansion. In this role, you will serve
as a primary line of defence, ensuring the rigorous application of our
compliance policies and procedures across all international offices. As a key
member of a energetic, high-performing team, you will conduct internal audits of
the entire consultation lifecycle—from initial expert vetting to client
interaction—to mitigate risk and uphold the industry-leading standards that
define the Third Bridge compliance framework.
Please Note:
This is an internal Compliance Audit role within a non-regulated
organization, focused on assessing adherence to the company’s compliance
framework, identifying design and control gaps, and investigating instances of
potential non-compliance.
Responsibilities:
* Conduct internal compliance audits using the organization’s compliance
framework to assess adherence to policies, processes, and controls.
* Perform Design Gap Assessments (DGA) to evaluate control design and identify
process and compliance gaps.
* Support targeted finance and expense audits, focusing on process and control
compliance rather than statutory/financial reporting requirements.
* Assist with investigations and reviews of red flags, suspected
non-compliance, and control breaches, including root-cause analysis and
documentation of findings.
* Prepare audit workpapers, summarize observations, and support management in
developing practical
📌 Associate, Compliance Audit (Mumbai)
🏢 Third Bridge
📍 Mumbai
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