Illustrative Job Responsibilities

• Conduct QA reviews of audit assignments covering planning, fieldwork, documentation, and reporting
• Assess design and operating effectiveness of controls across business and support functions
• Identify gaps in audit execution and documentation quality, and highlight improvement areas
• Ensure compliance with internal audit policies, SOPs, and regulatory requirements (RBI, Companies Act, etc.)
• Assist in preparation of QA reports, presentations, review summaries, and dashboards for internal / external stakeholders
• Participate in analytics/automation initiatives to improve audit quality and efficiency
• Support regulatory inspections and external quality reviews
• Conduct IFC reviews and RBS Tranche III testing

Qualification & Experience





• CA / MBA or equivalent qualification
• 5–8 years of experience in Internal Audit / Risk / QA within BFSI
• Understanding of RBIA framework and audit lifecycle
• Exposure to audit documentation review / quality checks is preferred

Key Skills Required

• Solid attention to detail and analytical skills
• Valuable understanding of risks and controls across processes
• Effective communication and coordination skills
• Working knowledge of Excel and basic analytics tools
• High ownership and ability to work under timelines

📌 Manager QA Audit (Mumbai)
🏢 AU Small Finance Bank
📍 Mumbai