Job Title: DGM, Secretarial & Compliance (NBFC & AIF)

Location: Mumbai

Experience: 10 to 15 years PQE

Qualification: ACS / FCS (ICSI member). LLB is a plus.

Aquis Search is partnering with a well-established, diversified business group headquartered in Mumbai. The Group is seeking a senior Secretarial and Compliance qualified to manage regulatory compliance across its NBFC and AIF entities, manage board and committee governance end to end, and support corporate restructuring and fundraising.

Key Responsibilities

NBFC and RBI Compliance
Own end-to-end compliance under RBI regulations applicable to Base Layer NBFCs
Manage RBI filings, periodic returns, fair practices code, and responses to inspection observations and regulatory queries
Track regulatory developments and present impact assessments to senior management and the Board

AIF and SEBI Compliance
Oversee compliance under the SEBI (AIF) Regulations
Support scheme launches, investor onboarding, PPM filings, capital calls and distributions
Coordinate with trustees, custodians,



fund accountants and regulators
Ensure timely reporting to the Trustee, SEBI and investors

Board Governance and Secretarial
Run the full cycle for Board, Committee (Audit, NRC, Risk, CSR) and General Meetings
Prepare agendas, notes and minutes of a high standard
Maintain statutory registers and records, and manage ROC/MCA filings

Corporate Restructuring and Transactions
Handle mergers, demergers, capital restructuring and debt/equity fundraising
Oversee due diligence, transaction documentation and execution of investment agreements alongside external counsel

Candidate Profile
Qualified Company Secretary (ACS/FCS), ICSI member; law degree is a plus.
10 to 15 years of post-qualification experience across Financial Services, NBFC and AIF / Asset Management / Private Equity
Solid command of the Companies Act, SEBI regulations, RBI NBFC directions and FEMA
Comfortable engaging independently with Board

📌 Deputy General Manager Gpo (India)
🏢 Aquis Search
📍 India