Job Title: Assistant Manager – Regional Audit

Department

Audit / Internal Audit

Job Location

Regional Office / Field Locations

Experience

2–5 Years in Internal Audit, Branch Audit, Risk, Compliance, or NBFC/Banking Operations

Educational Qualification

Graduate/Postgraduate in Commerce, Finance, Accounting, or a related field. CA/CIA/CMA or relevant certification will be an added advantage.

Job Responsibilities
Conduct regular branch and regional audits as per the audit plan and company policies.
Review branch operations, financial transactions, documentation, and process compliance.
Identify operational, financial, credit, and process-related risks and report deviations.
Verify loan files, customer documents, cash handling, collections, disbursements, and other branch-level activities.
Check adherence to company policies, SOPs, regulatory guidelines, and internal controls.
Identify instances of process gaps, irregularities, fraud indicators, and control weaknesses.
Prepare detailed audit reports highlighting observations, risks, and recommended corrective actions.




Coordinate with branch teams and regional management for closure of audit observations.
Conduct follow-up audits to ensure timely implementation of corrective actions.
Maintain proper audit records, working papers, and supporting documents.
Support senior management in risk assessment and strengthening internal control processes.
Travel to branches within the assigned region as required.

Key Skills
Strong knowledge of Internal Audit, Risk & Compliance
Positive understanding of NBFC/Banking operations
Robust analytical and problem-solving skills
Good knowledge of MS Excel and MS Office
Excellent documentation and report-writing skills
Good communication and interpersonal skills
Ability to identify process gaps and risk areas
Willingness to travel extensively within the assigned region

Key Competencies
Attention to Detail
Integrity & Skilled Ethics
Analytical Thinking
Risk Awareness
Decision-Making
Communication Skills
Time Management
Team Coordination

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