• The specific role, based in India, will be focused on Investment Guidelines Compliance and NAV Verification activities for all regions (i.e. APAC, MENA and HK). This role will report to the functional head of fund compliance in Malaysia and will be critical in supporting the global support function and the firm.
Key Responsibilities
Strategy
• Awareness and understanding of the Group’s business strategy and model appropriate to the role.
• Contribute towards the future strategic direction and process innovation of Securities Services by keeping abreast of changes in customer needs, technology and business workplace and taking pro-active steps to embrace and capitalize on these changes.
• Support the roll-out of appropriate quality management systems and other initiatives by the Company/Group.
Business
• To assist the Head Fiduciary Services to manage the operations of Fiduciary Services and NAV Verification processes (where applicable),
in ensuring consistent delivery of high quality services to customers and meeting objectives set by the Group using available resources allocated while maintaining operational risk to an accepted level.
• To assist the Head Fiduciary Services in leading Fiduciary Services and NAV Verification Team (where applicable) to achieve service quality by meeting / exceeding and set service standards and achieving zero defect for the Bank customers.
Processes
• The specific role will be focused on supporting Investment Guidelines Compliance activities for our clients globally. This role will report to the Head of Fund Compliance in Malaysia.
• Monitoring adherence with investment restrictions of mandates and regulations using Charles River
Investment Monitoring System (CRIMS) on a post trade basis
• Ensure exceptions / breaches are properly investigated, monitored and reported accurately & timely to client &/regulators, wherever required.
• Tracking periodic exception, fund compliance and RBC reports.
• Prepare fund c
📌 Specialist, Fiduciary Services Chennai
🏢 Standard Chartered India
📍 Chennai
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