Job Purpose

Drive compliance operations, governance, regulatory reporting, compliance MIS, policy management, issue tracking, and regulatory coordination to ensure adherence to applicable regulatory requirements.

Key Responsibilities

- Manage governance processes, trackers, and certifications of the compliance department.
- Prepare governance reporting (Board, ACB etc.) for the Compliance department basis inputs from the sub-units.
- Coordinate regulatory submissions, returns, and reporting.
- Track compliance observations, audit findings, and action plan closures.
- Prepare compliance MIS, dashboards, and management presentations.
- Administer changes to Compliance Policy management, Manuals, SOPs etc. with relevant stakeholder input.
- Support internal compliance teams in ongoing activities e.g.



preparation dashboards, MI, trackers etc.
- Coordinate with business, risk, audit, legal, and operations teams on compliance matters.
- Assist, as required, in regulatory inspections, audits, compliance reviews etc.

Eligibility

- CA / MBA / LLB / Master's Degree.
- Experience in Compliance, Risk, Audit, Governance, or Regulatory Affairs within Banking, NBFC, Fintech, or Financial Services.

Key Skills

- Regulatory Compliance
- Governance &
- Controls
- Compliance MIS &
- Reporting
- Stakeholder Management
- Analytical &
- Problem-Solving Skills
- Communication &
- Presentation Skills

📌 Compliance Operations Manager (Mumbai)
🏢 Kotak Mahindra Bank
📍 Mumbai