Job Purpose

Drive compliance operations, governance, regulatory reporting, compliance MIS, policy management, issue tracking, and regulatory coordination to ensure adherence to applicable regulatory requirements.

Key Responsibilities

- Manage governance processes, trackers, and certifications of the compliance department.

- Prepare governance reporting (Board, ACB etc.) for the Compliance department basis inputs from the sub-units.

- Coordinate regulatory submissions, returns, and reporting.

- Track compliance observations, audit findings, and action plan closures.

- Prepare compliance MIS, dashboards, and management presentations.

- Administer changes to Compliance Policy management, Manuals, SOPs etc. with relevant stakeholder input.

- Support internal compliance teams in ongoing activities e.g.



preparation dashboards, MI, trackers etc.

- Coordinate with business, risk, audit, legal, and operations teams on compliance matters.

- Assist, as required, in regulatory inspections, audits, compliance reviews etc.

Eligibility

- CA / MBA / LLB / Master's Degree.

- Experience in Compliance, Risk, Audit, Governance, or Regulatory Affairs within Banking, NBFC, Fintech, or Financial Services.

Key Skills

- Regulatory Compliance

- Governance &
- Controls

- Compliance MIS &

- Reporting

- Stakeholder Management

- Analytical &

- Problem-Solving Skills

- Communication &

- Presentation Skills

📌 Compliance Operations Manager (Mumbai)
🏢 Kotak Mahindra Bank
📍 Mumbai