Company Secretary Financial Services

Key Responsibilities:

- Manage end-to-end Corporate Law, Secretarial &
- Regulatory Compliance for group companies.

- Handle compliance for NBFCs, HFCs, Fund Managers, Merchant Banking, ARC &

- AMC entities.

- Manage SEBI, Companies Act, Listing Regulations, RBI &

- NHB compliances.

- Handle NCD Public Issues, Private Placements, Commercial Paper (CP) listings & fund-raising activities.

- Manage Board/Committee Meetings, General Meetings, statutory records & corporate governance.

- Liaise with ROC, SEBI, RBI, NHB, Stock Exchanges, RTA, CDSL &

- NSDL.

- Coordinate regulatory inspections, due diligence and compliance audits.

- Vet agreements, draft legal responses and coordinate with Advocates, Law Firms &

- Senior Counsel.

- Ensure timely disclosures,



legal documentation and end-to-end secretarial compliance.

- Experience in signing financial statements as Company Secretary on record will be preferred.

Preferred Candidate Profile

- Qualified CS with 8-17 years of relevant experience.

- Strong knowledge of Corporate Laws, SEBI Regulations, Corporate Governance, and Board Processes.

- Experience in Broking, NBFC, Banking, Asset Management, or Financial Services preferred.

- Valuable communication and stakeholder management skills.

NOTE - Please Mentioned CRC Saloni Vishwakarma on top of your resume while coming for an interview.

📌 Company Secretary & Compliance (Mumbai)
🏢 Kotak Securities (KSL)
📍 Mumbai