03 Oct
|
Edgjein
|
Mumbai Suburban
03 Oct
Edgjein
Mumbai Suburban
compliance requirements relating to BSE/NSE/SEBI & other applicable regulatory requirements,preparation, review & submission of regulatory & compliance reports.
Monitor client margins, collateral, fund/securities segregation.Coordinating auditors,
Required Candidate profile
Exp in compliance operations in a stockbroking, securities, capital markets or financial services. Exp in BSE/NSE/SEBI regulations, capital market operations, RMS, margins & client-level compliance.
📌 Compliance Executive Mumbai Suburban
🏢 Edgjein
📍 Mumbai Suburban