03 Oct
|
Kotak Mahindra Bank
|
India
03 Oct
Kotak Mahindra Bank
India
Role & responsibilities
Manage governance processes, trackers, and certifications of the compliance department.
Prepare governance reporting (Board, ACB etc.) for the Compliance department basis inputs from the sub-units.
Coordinate regulatory submissions, returns, and reporting.
Track compliance observations, audit findings, and action plan closures.
Prepare compliance MIS, dashboards, and management presentations.
Administer changes to Compliance Policy management, Manuals, SOPs etc. with relevant stakeholder input.
Support internal compliance teams in ongoing activities e.g. and implementation dashboards, MI, trackers etc.
Coordinate with business, risk, audit, legal, and operations teams on compliance matters.
Assist, as required, in regulatory inspections, audits,compliance reviews etc.
📌 Compliance Operations Mumbai (India)
🏢 Kotak Mahindra Bank
📍 India