Group Company: Acuity Knowledge Services (India) Private Limited

Designation: Associate

Office Location: Bengaluru

Role Overview :

We are seeking a highlymotivated Compliance professional with experience in US Mortgage Lending,Mortgage Servicing, Consumer Banking, Regulatory Compliance, Risk Management,Audit, or Quality Assurance to support enterprise compliance and risk managementprograms.

This role provides a nopportunity to leverage existing mortgage compliance expertise while expandinginto broader areas such as Regulatory Change Management, Third-Party RiskManagement (TPRM), Issue Management, Privacy, Governance, Risk Compliance(GRC), and AI-enabled compliance solutions.

The ideal candidate will have a solid understanding of US regulatory requirements, risk assessment methodologies, control environments, and compliance monitoring activities .

Primary Responsibilities

- Conduct vendor and third-party compliancereviews. Review due diligence documentation andidentify potential compliance or privacy concerns.

Assist in monitoring third-party regulatoryand risk obligations.

Prepare assessment summaries andrecommendations.

Monitor and track compliance issues, findings,regulatory observations, and corrective action plans.

Review issue status updates, remediationtimelines, and aging reports.

Coordinate with business stakeholders toensure timely resolution of identified compliance concerns.

Conduct quality assurance reviews and supportcontinuous process improvement initiatives.

Assess applicability of new and changingregulatory requirements.

Support compliance impact assessments andimplementation activities.

Maintain regulatory inventories, obligations,and compliance documentation.





Assist in evaluating the effectiveness ofcontrols designed to address regulatory requirements.

Support regulatory traceability and governanceinitiatives.

Participate in risk assessments and controlevaluations.

Review control design and operatingeffectiveness.

Coordinate with Subject Matter Experts (SMEs)to maintain risk and control inventories.

Identify control gaps and support remediationefforts.

Strong documentation skills to clearlyarticulate alert disposition

Adherence to controls and compliance standards

Key Competencies

Graduate equivalent education

3 to 6 years of experience in MortgageCompliance, Consumer Banking Compliance, Risk Management, Audit, QualityAssurance, or Regulatory Compliance.

Good knowledge of regulations is a must

Strong analytical, problem-solving, andinvestigative skills.

Excellent written and verbal communicationskills.

Experience reviewing regulatory requirementsand evaluating business controls.

Advanced Microsoft Excel, Word, and PowerPointskills.

Experience with Archer or other GRC platforms.

Experience supporting risk assessments orcontrol testing.

Exposure to Third-Party Risk Management.

Familiarity with AI-enabled compliancesolutions and process automation tools.

Preferred Experience Working With:

Mortgage Compliance

Mortgage Servicing Compliance

Lending Compliance

Compliance Testing

Quality Assurance / Quality Control

Regulatory Change Management

Operational Risk Management

Internal Audit

First Line Risk (FLOD)

Consumer Banking Compliance

Risk Control Assessments

RegulationsRESPA / TILA / ECOA / HMDA / FCRA / FDCPA / UDAAP / CFPB

Disclaimer: This job posting has been aggregated from external source. Role details, content, and availability are subject to change. Applicants are advised to confirm the latest information directly on the company website before applying.

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