Role & responsibilities The role involves following key activities at team leader level:
Perform independent compliance testing of various products of the Company on a sample basis and report findings/ensure closure of the same.
Testing areas include:
Assist in preparation of compliance testing plan
Testing of various Circulars and Directions issued by RBI from time to time
Thematic reviews of customer grievances, ECL model, capital adequacy calculation, Regulatory returns, Asset Liability Management, etc
Review of reporting to Credit Information Companies
Product testing of various loan products for compliance with KYC/AML, FPC, etc
Offsite monitoring of key parameters
Branch visits
Assist in preparing data pack for various meetings such as Senior Management Committee, Audit Committee of Board etc and draft/review minutes of aforementioned meetings.




Ensure updation of recent circulars in Compliance monitoring tool
Tracking of compliance in compliance monitoring tool and circulate dashboards
Assist in RBI inspection of the Company and internal audit of Compliance function.
Develop and conduct compliance training sessions to help drive Compliance culture in the company

Preferred candidate profile
Qualified with a post graduate degree in Management
Candidates with Audit experience in Bank/NBFC would be an added advantage.
Should have positive verbal and written communication skills with an eye for detail.
Should be conversant with Word, Excel and powerpoint.

📌 Urgent Require Mba Fresher Compliance Kmpl Goregaon (India)
🏢 Kotak Mahindra Bank
📍 India