We're seeking someone to join our team as an Associate in Legal and Compliance division.

In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk. This is an Associate level position within the Legal and Compliance division for Transaction Monitoring team, Morgan Stanley clients are subject to continuously monitored to detect unusual or potentially suspicious activities. The exceptions generated are reviewed or investigated by applying a risk-based approach, which involves considering available information pertaining alongside the risk tolerance of the Firm with respect to money laundering

Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.

What you’ll do
Supervise a team of TMS specialists whose primary responsibilities include the following:




Draft dispositions summaries that support the alert review outcomes, ensuring documents are transparent and concise while complying with regulatory expectations
Ensure a high-quality work product and that the level of documentation adheres to procedural expectations
Spend 50% time performing alert review along with Supervisory activities
Ensure daily operational processing is completed according to established program SLAs and regulatory requirements
Review the quality of work delivered by the team with solid supervision and governance
Proactively identify risks to the GFC program and day-to-day; escalate on a timely basis
Provide process improvement to increase efficiency and effectiveness
Have regular 1-1s with the team and document action plans
Adhere to Morgan Stanley's core values and drive the same within the team
Respond to questions from various stakeholders including GFC colleagues, Risk partners located in the field, and ot

📌 Gfc Transaction Monitoring, Associate, Oversight, Monitoring And Testing Mumbai
🏢 Morgan Stanley
📍 Mumbai